FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
PHILLIPS VAN HEUSEN CORP /DE/ [ PVH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/30/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $1 | 11/30/2005 | M | 30,000 | A | $14.25 | 33,207 | D | |||
Common Stock, par value $1 | 11/30/2005 | M | 25,000 | A | $13.125 | 58,207 | D | |||
Common Stock, par value $1 | 11/30/2005 | M | 30,000 | A | $13.0625 | 88,207 | D | |||
Common Stock, par value $1 | 11/30/2005 | M | 7,500 | A | $9.8125 | 95,707 | D | |||
Common Stock, par value $1 | 11/30/2005 | S | 13,500 | D | $33.9 | 82,207 | D | |||
Common Stock, par value $1 | 11/30/2005 | S | 40,500 | D | $33.91 | 41,707 | D | |||
Common Stock, par value $1 | 11/30/2005 | S | 18,600 | D | $33.92 | 23,107 | D | |||
Common Stock, par value $1 | 11/30/2005 | S | 9,000 | D | $33.95 | 14,107 | D | |||
Common Stock, par value $1 | 11/30/2005 | S | 9,900 | D | $33.96 | 4,207 | D | |||
Common Stock, par value $1 | 11/30/2005 | S | 1,000 | D | $33.97 | 3,207 | D | |||
Common Stock, par value $1 | 12/01/2005 | M | 22,500 | A | $9.8125 | 25,707 | D | |||
Common Stock, par value $1 | 12/01/2005 | M | 30,000 | A | $9.375 | 55,707 | D | |||
Common Stock, par value $1 | 12/01/2005 | S | 15,800 | D | $33.76 | 32,907 | D | |||
Common Stock, par value $1 | 12/01/2005 | S | 10,500 | D | $33.77 | 22,407 | D | |||
Common Stock, par value $1 | 12/01/2005 | S | 7,000 | D | $33.78 | 15,407 | D | |||
Common Stock, par value $1 | 12/01/2005 | S | 3,500 | D | $33.79 | 11,907 | D | |||
Common Stock, par value $1 | 12/01/2005 | S | 3,500 | D | $33.84 | 8,407 | D | |||
Common Stock, par value $1 | 12/01/2005 | S | 5,200 | D | $33.85 | 3,207 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy)(1) | $13.125 | 11/30/2005 | M | 25,000 | (2) | 06/13/2005 | Common Stock, $1 par value | 25,000 | $0 | 0 | D | ||||
Option (Right to Buy)(1) | $14.25 | 11/30/2005 | M | 30,000 | (3) | 06/17/2007 | Common Stock, $1 par value | 30,000 | $0 | 0 | D | ||||
Option (Right to Buy)(1) | $13.0625 | 11/30/2005 | M | 30,000 | (4) | 06/18/2008 | Common Stock, $1 par value | 30,000 | $0 | 0 | D | ||||
Option (Right to Buy)(1) | $9.8125 | 11/30/2005 | M | 7,500 | (5) | 06/04/2009 | Common Stock, $1 par value | 7,500 | $0 | 22,500 | D | ||||
Option (Right to Buy)(1) | $9.8125 | 12/01/2005 | M | 22,500 | (6) | 06/04/2009 | Common Stock, $1 par value | 22,500 | $0 | 0 | D | ||||
Option (Right to Buy)(1) | $9.375 | 12/01/2005 | M | 30,000 | (7) | 06/04/2009 | Common Stock, $1 par value | 30,000 | $0 | 0 | D |
Explanation of Responses: |
1. All options exercisable for shares of Issuer's Common Stock, $1 par value |
2. Options to acquire 8,333 shares became exercisable on each 06/18/99 and 06/18/00 and options to acquire a further 8,334 shares became exercisable on 06/18/01. |
3. Options to acquire 10,000 shares became exercisable on each of 6/17/00, 6/17/01, 6/17/02. |
4. Options to acquire 10,000 shares became exercisable on each of 6/18/01, 06/18/02 and 06/18/03. |
5. Options to acquire 4,573 shares became exercisable on 6/4/02 and options to acquire 2,927 shares became exercisable on 6/4/03. |
6. Options to acquire 5,426 shares became exercisable on 6/4/02, options to acquire 7,073 shares became exercisable on 6/4/03 and options to acquire a futher 10,001 shares became exercisable on 6/4/04. |
7. Options to acquire 7,500 shares became exercisable one each of 06/13/01, 06/13/02, 06/13/03 and 06/13/04. |
Remarks: |
Allen E. Sirkin | 12/02/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |