1
-----------------------------
OMB APPROVAL
-----------------------------
OMB NUMBER: 3235-0145
Expires: December 31, 1997
Estimated average burden
hours per response .... 14.90
-----------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1 )*
---------------
PHILLIPS-VAN HEUSEN CORPORATION
- -------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $1.00 per share
- -------------------------------------------------------------------------------
(Title of Class of Securities)
718592108
--------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 6 pages
2
CUSIP No. 718592108 13G Page 2 of 6 Pages
--------------------- ----- -----
- -------------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
B.A.T Industries p.l.c.
- -------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
England
- -------------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
-----------------------------------------------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,053,600
OWNED BY
EACH -----------------------------------------------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-----------------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,053,600
- -------------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,053,600
- -------------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
N.A.
- -------------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.90%
- -------------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
HC
- -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 6 pages
3
CUSIP No. 718592108 13G Page 3 of 6 Pages
--------------------- ----- -----
- -------------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Farmers Group, Inc.
- -------------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
- -------------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
-----------------------------------------------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,053,600
OWNED BY
EACH -----------------------------------------------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-----------------------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,053,600
- -------------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,053,600
- -------------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
N.A.
- -------------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.90%
- -------------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IC
- -------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 6 pages
4
Items 4 and 5 of the Statement on Schedule 13G, dated February
6, 1996, filed by B.A.T Industries p.l.c. and Farmers Group, Inc., are hereby
amended and restated to read in their entirety as follows:
Item 4 Ownership
- ------ ---------
(a) Amount Beneficially Owned:
1,053,600
(b) Percent of Class:
3.90%
(c) Number of shares as to which person has:
(i) Sole voting power: -0-
(ii) Shared voting power: 1,053,600
(iii) Sole disposition power: -0-
(iv) Shared disposition power: 1,053,600
Item 5 Ownership of Five Percent or Less of a Class
- ------ --------------------------------------------
If this statement is being filed to report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the class of securities, check the
following box. [X]
Page 4 of 6 pages
5
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
B.A.T INDUSTRIES p.l.c.
Dated February 5, 1997 By: /s/ Anthony Robert Holliman
-------------------------------------
Name: Anthony Robert Holliman
Title: Assistant Corporate Secretary
Page 5 of 6 pages
6
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
FARMERS GROUP, INC.
Dated February 5, 1997 By: /s/ Alan Porter
-------------------------------
Name: Alan Porter
Title: Corporate Secretary
Page 6 of 6 pages
