SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O CALVIN KLEIN, INC. |
205 WEST 39TH STREET |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
PVH CORP. /DE/
[ PVH ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
President & CEO, Calvin Klein |
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3. Date of Earliest Transaction
(Month/Day/Year) 04/09/2012
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, $1 par value |
04/09/2012 |
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F |
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979
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D |
$91.88
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20,361
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D |
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Common Stock, $1 par value |
04/09/2012 |
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M |
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4,500 |
A |
$36.45
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24,861
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D |
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Common Stock, $1 par value |
04/09/2012 |
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M |
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2,199 |
A |
$60.08
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27,060
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D |
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Common Stock, $1 par vlaue |
04/09/2012 |
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S |
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9,753 |
D |
$91.0028
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17,307
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D |
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Common Stock, $1 par value |
04/10/2012 |
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M |
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5,551 |
A |
$60.08
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22,858
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D |
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Common Stock, $1 par value |
04/10/2012 |
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M |
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3,475 |
A |
$64.97
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26,333
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D |
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Common Stock, $1 par vlaue |
04/10/2012 |
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S |
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9,578 |
D |
$90
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16,755
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D |
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Common Stock, $1 par vlaue |
04/11/2012 |
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S |
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1,146 |
D |
$88.7
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15,609
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D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option (Right to Buy)
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$36.45
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04/09/2012 |
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M |
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4,500 |
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04/09/2018 |
Common Stock, $1 par value |
4,500 |
$0
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0 |
D |
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Option (Right to Buy)
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$60.08
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04/09/2012 |
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M |
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2,199 |
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04/06/2020 |
Common Stock, $1 par value |
2,199 |
$0
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13,301 |
D |
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Option (Right to Buy)
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$60.08
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04/10/2012 |
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M |
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5,551 |
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04/06/2020 |
Common Stock, $1 par value |
5,551 |
$0
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7,750 |
D |
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Option (Right to Buy)
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$64.97
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04/10/2012 |
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M |
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3,475 |
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04/07/2021 |
Common Stock, $1 par value |
5,551 |
$0
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10,425 |
D |
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Explanation of Responses: |
Remarks: |
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Paul Thomas Murry |
04/11/2012 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints each of
Mark D. Fischer and Jeffrey S. Hellman, signing singly, with power of substitution, the
undersigned's true and lawful attorney-in-fact to execute for and on behalf of the undersigned, in
the undersigned's capacity as an officer, director and/or ten-percent stockholder of Phillips-Van
Heusen Corporation (the "Company"), Forms 4 and 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder and timely file such Forms with the
United States Securities and Exchange Commission and any stock exchange or similar authority.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such
capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of
the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of
1934.
This Power of Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 4 and 5 with respect to the undersigned's holdings of and transactions
in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 6th day of April, 2011.
/s/ Paul Thomas Murry