SEC Filing | PVH Corp.

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

SHIFFMAN STEVEN B

(Last)

(First)

(Middle)

C/O CALVIN KLEIN, INC.

205 WEST 39TH STREET

(Street)

NEW YORK

10018

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2014

3. Issuer Name and Ticker or Trading Symbol
PVH CORP. /DE/ [ PVH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President & CEO Calvin Klein

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	5,371⁽¹⁾	D
Common Stock	3,359.76	I	By 401(k) Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Option (Right to Buy)⁽²⁾	⁽³⁾	04/05/2017	Common Stock, $1 par value	3,000	58.6	D
Option (Right to Buy)⁽²⁾	⁽⁴⁾	04/09/2018	Common Stock, $1 par value	4,500	36.45	D
Option (Right to Buy)⁽²⁾	⁽⁵⁾	06/01/2018	Common Stock, $1 par value	1,500	45.43	D
Option (Right to Buy)⁽²⁾	⁽⁶⁾	04/16/2019	Common Stock, $1 par value	6,200	26.11	D
Option (Right to Buy)⁽²⁾	⁽⁷⁾	04/06/2020	Common Stock, $1 par value	3,500	60.08	D
Option (Right to Buy)⁽²⁾	⁽⁸⁾	04/07/2021	Common Stock, $1 par value	3,200	64.97	D
Option (Right to Buy)⁽²⁾	⁽⁹⁾	04/05/2022	Common Stock, $1 par value	3,100	91.88	D
Option (Right to Buy)⁽²⁾	⁽¹⁰⁾	05/01/2023	Common Stock, $1 par value	3,300	115.05	D
Option (Right to Buy)⁽²⁾	⁽¹¹⁾	04/03/2024	Common Stock, $1 par value	3,100	124.53	D

Explanation of Responses:

1. Includes 4,069 shares of Common Stock subject to awards of Restricted Stock Units.

2. All options exercisable for shares of Issuer's Common Stock, $1 par value.

3. 750 options became exercisable on each of 4/5/08, 4/5/09, 4/5/10 and 4/5/11.

4. 1,125 options became exercisable on each of 4/9/09, 4/9/10, 4/9/11 and 4/9/12.

5. 375 options became exercisable on each of 6/1/09, 6/1/10, 6/1/11 and 6/1/12.

6. 1,550 options became exercisable on each of 4/16/10, 4/16/11, 4/16/12 and 4/16/13.

7. 875 options became exercisable on each of 4/6/11, 4/6/12, 4/6/13 and 4/6/14.

8. 800 options became exercisable on each of 4/7/12, 4/7/13 and 4/7/14 and a further 800 options will become exercisable on 4/7/15.

9. 775 options became exercisable on each of 4/5/13 and 4/5/14 and a further 775 options will become exercisable on each of 4/5/15 and 4/5/16.

10. 825 options became exercisable on each of 5/1/14 and a further 825 options will become exercisable on each of 5/1/15, 5/1/16 and 5/1/17.

11. 775 options will become exercisable on 4/3/15, 4/3/16, 4/3/17 and 4/3/18.

Remarks:

	Steven B. Shiffman	07/02/2014
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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